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The effects of storing seeds under extremely dry conditions - Walters, C. & Engels, J.

Christina Walters1* and Jan Engels2

1 United States Department of Agriculture, Agricultural Research Service, National Seed Storage Laboratory, 1111 South Mason Street, Fort Collins, CO, USA

2International Plant Genetic Resources Institute, Via delle Sette Chiese 142, 00145 Rome, Italy

*Correspondence

In the past, seed aging has been described in terms of the water content of the seed. Recently, the importance of other water properties has been recognized. Bound water, water activity, water potential and/or aqueous glasses were introduced as factors that dictate the mechanisms and kinetics of deterioration in seeds (Ellis et al, 1989, 1990a; Leopold and Vertucci, 1989; Roberts and Ellis, 1989; Vertucci and Roos, 1990; Williams et al., 1993; Leopold et al., 1994; reviewed by Walters, 1998a). This change in the view of how water controls seed aging has led to controversy over how best to store seeds under ambient and refrigerated conditions (Ellis et al, 1991; Vertucci and Roos, 1991, 1993b; Smith, 1992). In this paper, we review the cogent points of the debate and the implications thus far for ultra-dry technology for seed storage.

From traditional wisdom, we know that dry seeds survive longer than moist seeds. This axiom was extended to mean 'drier is better' and formed the basis of longevity equations introduced in the 1950s and 1960s (Roberts, 1972; Justice and Bass, 1978). The 'drier-the-better' concept conjures visions of seed life spans extending into infinity as the water content of seeds approaches 0%. Tests of this assumption began in earnest in the late 1980s when it was clearly shown that seed life spans could not be prolonged indefinitely by progressively drying seeds (Ellis et al., 1986, 1988, 1989, 1990a,b). Rather, seed life spans were finite, and the water content below which longevity could not be improved was considered a critical water content (Ellis et al, 1986, 1988, 1989, 1990a,b; Vertucci and Leopold, 1987b; Vertucci and Roos, 1990).

The existence of a critical water content is the most important point in the seed storage debate. Groups at both the University of Reading, UK and the National Seed Storage Laboratory, USA have shown that drying below a certain water content will not improve seed longevity (Ellis et al, 1988,1989, 1990a,b; Vertucci and Roos, 1990; Vertucci et al, 1994a). There is also undisputed evidence that the value of the critical water content varies among species in an inverse relationship with the lipid content of the seed (Ellis et al., 1989, 1990; Vertucci and Roos, 1990). One of the more powerful findings is that the water activity that corresponds to the critical water content appears to be constant among species (Roberts and Ellis, 1989; Ellis et al., 1989, 1990a,b; Vertucci and Roos, 1990). The Reading group discovered this using an empirical approach to determine the low-moisture-content limit to the logarithmic relationship between water content and longevity (e.g. Roberts and Ellis, 1989; Ellis et al, 1989, 1990a,b). Alternatively, Walters and colleagues used a thermodynamic approach to study the role of water in biological systems and critical water contents for physiological processes (e.g. Vertucci and Leopold, 1986, 1987a,b; Leopold and Vertucci, 1989; Vertucci and Roos, 1990). It is remarkable that the laboratories at Reading and the NSSL arrived at the conclusion of critical water activities independently using completely different approaches and species.

The issues of the current debate are elaborations of the initial discovery of a critical water activity for seed longevity. These issues are important, but secondary to the understanding that there are limits to the beneficial effects of drying seeds: (i) how is longevity affected by drying to water contents less than the critical value?, (ii) what is (are) the value(s) of the critical water activity(ies)?, and (iii) how does the critical water activity or critical water content change with temperature? Answers to these questions will provide the basis for seed storage protocols for germplasm conservation purposes.

How is longevity affected by drying to water contents less than the critical value?

Intuitively, we know that removing every last bit of water from seeds is detrimental. Thus early reports of low germination in seeds stored under extremely dry conditions (Kosar and Thompson, 1957; Nutile, 1964; Nakamura, 1975; Woodstock et al., 1976; Nishiyama, 1977) were not unexpected. However, the mechanism of the damage was unclear: there were insufficient data on the initial effects of drying seeds to extremely low water contents and/or precautions against imbibitional stress to convincingly rule out desiccation or imbibitional damage. New reports using numerous species (Vertucci and Roos, 1990; Carpenter and Boucher, 1992; Vertucci et al., 1994a; Dickie and Smith, 1995; Ellis et al., 1995; Buitink et al., 1998; Chai et al., 1998; Hu et al., 1998a,b; Kong and Zhang, 1998; Shen and Qi, 1998) have demonstrated that detrimental effects were not initially evident, but became more apparent with time. In other words, the seeds aged more rapidly under extremely dry conditions. Hence we can now conclude with confidence that drying to extremely low water contents may shorten seed longevity. This conclusion is consistent with the finding that over-drying foods causes more rapid deterioration (Rockland, 1969; Labuza, 1980).

The reason why detrimental effects of over-drying were detected in some experiments and not in others remains unresolved. Data sets that address the question of seed deterioration at low water contents are rare since the experiments are logistically difficult. Because aging rates are generally slow under dry conditions, researchers have sought more sensitive detectors of deterioration than percentage germination assays. Assays measuring changes in radicle growth or time to germination often give the appearance of more rapid deterioration. For example, significant deterioration was detected within 8 weeks in lettuce seeds stored at 7% water and 35°C when root growth or germination time was monitored, and after 16 weeks when percentage germination was monitored (Ellis et al., 1995). Even using similar assays and storage conditions, there can be major differences in deterioration rates among samples from the same species, and these are attributed to differences in seed quality among cultivars and lots (e.g. Hay et al., 1997; Chai et al., 1998; reviewed by Walters, 1998a). This variability in aging kinetics confounds predictions of longevity for specific water content and temperature combinations.

The experimental design is critical in determining whether a particular data set addresses the controversy about extremely dry storage conditions. Experiments where a single water content or a narrow range of water contents is considered may give important information about potential longevity, but give no information about the role of water. Data sets containing two moisture treatments may give information about an overall effect of water content, but they cannot be used to show a break in the trend. At least three water contents are required, and one of the water contents must be sufficiently low to rule out the possibility of overlooking any detrimental effects of drying. The best data sets have many water content treatments over a large range of water contents beginning at close to 0% water, and deterioration detected in most, if not all the moisture treatments. There are few data sets that meet these criteria (Kosar and Thompson, 1957; Ellis et al., 1988, 1989, 1990a,b, 1992, 1995; Vertucci and Roos, 1990; Carpenter and Boucher, 1992; Vertucci et al., 1994a; Dickie and Smith, 1995; Buitink et al., 1998; Chai et al., 1998; Hu et al., 1998a; Kong and Zhang, 1998; Shen and Qi, 1998). The global project studying deterioration of lettuce seeds was initiated to evaluate a 'model' design for this type of research (Walters et al., 1998).

Among experiments that are appropriate to evaluate the effect of extremely low water contents on seed longevity, there is evidence showing no effect of water content below a critical value (Ellis et al., 1988, 1989, 1990a,b, 1992, 1995; Kong and Zhang, 1998); detrimental effects (Kosar and Thompson, 1957; Ellis et al., 1989, 1990a,b; Vertucci and Roos, 1990; Carpenter and Boucher, 1992; Vertucci et al, 1994a; Dickie and Smith, 1995; Buitink et al., 1998; Chai et al., 1998; Hu et al., 1998a; Kong and Zhang, 1998; Shen and Qi, 1998); and in a few cases, a progressively beneficial effect of drying to extremely low water contents (1% for chive at 40°C, Kong and Zhang, 1998; 1.7% for yew, Walters-Vertucci et al., 1996; and 2% for sesame at 50°C, Ellis et al., 1986). Even when experiments were conducted using the same species at the same temperature, conflicting results have been reported. For example, detrimental effects of storing Brassica pekinensis at 40°C and <3% (Shen and Qi, 1998), as opposed to no effect of water content for the same species stored at 40°C and water contents between 0.5 and 3.0% (Kong and Zhang, 1998). For the majority of species tested there were no detrimental effects of extreme drying when seeds were stored at or above 50°C, but the longevities for all treatments were relatively short. However, for many species a definite reduction in longevity was observed when seeds were dried to water contents less than 2-3% and subsequently stored at or below 45°C. This introduces the possibility that some of the conflicting results may be attributed to the different temperatures used in the experiments.

The observation that seeds stored at extremely low water contents have reduced longevity, even if that observation is inconsistent, points out the potential risks of over-drying. Thus for many seeds there is an optimum moisture level for storage at which longevity is maximized. Drying below the optimum is counterproductive. This finding introduces another critical water content - the water content below which seeds are damaged.

What are the values of the critical /optimum water contents and water activities?

The presence of critical water contents for longevity have been demonstrated in numerous seeds from diverse phylogenetic backgrounds. Two critical water contents, the water content that gives maximum longevity (wc1) and the water content below which aging rates increase (wc2) have been identified. The range of water contents between wc1 and wc2 represents the optimum water contents for seed storage. From seed storage experiments published thus far, it is unclear whether wc1 and wc2 are the same value (i.e. there is an optimum water content), or whether the values are different (there is an optimum range of water contents) and this is because it is difficult to detect significant differences in aging rates among similar water contents within the 4-year time span of most of the experiments. The range of water contents that give maximum longevity define the 'margin of error' between drying seeds to prolong seed life spans and over-drying seeds at the expense of seed life spans. Experiments on the effect of water content and temperature on aging rates of pea seeds (Vertucci et al., 1994a) and pollen grains (Buitink et al., 1998) show that the margin of error narrows as storage temperature increases.

The mean and standard deviation of critical water content values for storage at different temperatures are given in Table 1. These data are compiled from experiments conducted in incubators at 65, 45, 40 or 25°C or under ambient room conditions where the temperatures fluctuated from about 18-26°C. For the 65°C and 40-5°C treatments, the optimum water contents for storage range between 3 and 4%, and at ambient conditions they range between 4 and 6%. These values are within the range of the FAO/IPGRI recommendation of 5±2% water (FAO/IPGRI, 1994). The major source of concern is the variation among species that is represented by the '±2%' in the IPGRI standards. The standards provide few criteria to evaluate whether a seed should be stored at 3 or 7% water. Usually, genebank operators make a conservative decision and adjust seed water contents to about 5%. This decision often results in storing seeds wetter than the optimum [e.g. the optimum water content for flax at ambient temperatures is about 3.2% (Chai et al., 1998)], or drier than the optimum [e.g. the optimum water content for rice is about 7% (Hu et al., 1998a)]. The seed storage debate originated from efforts to determine the appropriate water content for storage for any species without doing the long-term experiment to determine the value directly.

It is clear that a certain amount of the variation in critical water contents is related to the lipid content of the seed. Lipid composition determined through table values (Spector, 1956; Earle and Jones, 1962; Jones and Earle, 1966) for the species considered in Table 1 range from 1 to 45% of the mass of the seed. When regressed against lipid content, regression coefficients (r2) ranged from about 0.68 (both 65°C and 40-45°C) to about 0.84 (18-26°C). The relationship between lipid content and critical water content is not surprising, as one expects that much of the water in the seed will be in the aqueous regions of the seed and not in the lipid bodies. Water content can therefore be corrected to reflect the non-lipid component of the seed by

wccorr = wc/(1 - %lipid)

where wccorr is the water content assuming water is not associated with the lipids in seeds, and %lipid is the fraction of the seed mass containing lipids (measured directly or determined from tables). This calculation increases the value of critical water content and slightly reduces the variability among species (Table 1).

Much of the variation in critical water content could be eliminated if water activity were used as the measure of water levels. Water activity describes the water concentration in thermodynamic terms - i.e. its availability for reactions. In a package containing seeds and air, the water activity of the seeds can be determined by measuring the RH of the air (water activity=RH/100). Water sorption isotherms describe the equilibrium relationship between temperature, water content and RH for a particular seed. Isotherms used by Ellis and colleagues were constructed using an instrument that measures the equilibrium RH above seeds adjusted to different water contents (Ellis et al., 1989, 1990a,b, 1995). Isotherms used by Walters and colleagues were constructed by measuring the equilibrium water content of seeds incubated at known relative humidities. Isotherms from the two groups have identical properties at RH>25%, but vary considerably in shape at lower relative humidities. Isotherms by Ellis and colleagues bend sharply at about 10% RH (termed the inflection point) and water content-RH data for RH£9% are not available (Ellis et al., 1989, 1990a,b, 1995). The concavity of isotherms constructed by Walters and colleagues varies with temperature, and water contents are >0 as RH approaches zero (Vertucci and Leopold, 1986, 1987a,b; Vertucci and Roos, 1990, 1993a,b; Vertucci et al., 1994b; Walters-Vertucci et al., 1996; Buitink et al., 1998; reviewed by Walters, 1998a). For a justification of her approach, the interested reader is referred to the NSSL perspective statement in this supplement of Seed Science Research (Walters, 1998b).

Table 1. Values determined for the critical water content for seed longevity at different storage temperatures. Critical water contents are taken from the seed storage experiments cited in this paper

Temperature

No. of species

Average lipid content

Not corrected for lipid content

Corrected for lipid content

wc1

wc2

wc1

wc2

65

25

15

3.9±1.2

(3.0±0.6)*

4.6±0.8

(3.8±1.0)

40-45

19

25

3.4±1.2

2.9±1.4

4.5±0.9

3:8+1.2

22±4

15

27

5.6±3.3

3.9±1.8

6.9±2.5

5.0+1.4

* Detected for only two species: beet and mungbean.
The RH corresponding to critical water contents is the main issue of the current controversy. There is no debate that wc1 for 65°C storage corresponds to an RH of about 10% on isotherms constructed at 20°C (Ellis et al., 1989, 1990a,b). But what is the RH at 65°C? According to Ellis and colleagues, wc1 coincides with the inflection point on isotherms at about 10% RH, and the inflection point 'is comparatively unaffected by temperature' (Ellis et al., 1989). According to isotherms constructed at 65°C by Walters and colleagues, 3.9% water (the value of wc1 in Table 1) in soyabean seeds (which have a comparable lipid content to the average in Table 1,65°C) stored at 65°C corresponds to 38% RH (Vertucci and Roos, 1991, 1993a,b). Isotherms given by Ellis and colleagues show that the RH for wc1 and wc2 correspond to RH between 8 and 12% at all storage temperatures (Ellis et al., 1989, 1990a,b). On the other hand, isotherms given by Walters and colleagues show that the RH corresponding to wc2 and wc1 ranges from 13-18% at 40-45°C and 10-22% at 18-26°C. The debate over the RH range for optimum storage at the storage temperature cannot be resolved until the differences in the shape of isotherms at low RH is resolved.

How does the critical water activity or critical water content change with temperature?

From the above discussion it is clear that there is a reasonable level of consensus on the optimum RH for seed storage: either the water content corresponding to 10% RH at 20°C according to Ellis and colleagues (Ellis et al., 1989, 1990a), or the water content corresponding to 20% RH at the storage temperature according to Walters and colleagues. Further, both groups predict that the optimum RH should be almost constant among storage temperatures (Ellis et al., 1989, 1990a; Vertucci and Roos, 1993a; Vertucci et al., 1994a). This is significant progress towards a consensus on how best to store seeds at ambient or refrigerated temperatures, and an average at 15% RH would seem like the most reasonable way to resolve the entire controversy. Unfortunately, this simple resolution does not address one of the most important issues of the seed storage debate: how the optimum water contents change with storage temperature.

Ellis and colleagues (Ellis et al., 1989, 1990a,b, 1991) contend that the value of critical water content is not likely to vary greatly among different storage temperatures. Walters and colleagues, on the other hand (Vertucci and Roos, 1993a,b; Vertucci et al., 1994a; Walters-Vertucci et al., 1996; Buitink et al., 1998; reviewed by Walters, 1998a) contend that the water contents giving maximum longevity increase with decreasing temperature. The data compiled in Table 1 do not resolve the question: the critical water content values are identical for temperatures of 65 and 40-45°C, as Ellis and colleagues predict, but increase as the storage temperature decreases from 40-45°C to 18-26°C, as Walters and colleagues predict.

As with the controversy over the RH values corresponding to wc1 and wc2, the differing shapes of isotherms used by Ellis and Walters at low RH explain the differing predictions. The isotherms used by Ellis and colleagues (e.g. Mazza et al., 1990) have similar water content-RH relationships at temperatures ³25°C (i.e. the isotherms overlap at low RH); hence, given the same low RH of 11%, water contents will be very similar for temperatures ³25°C. The same conclusion cannot be drawn at temperatures £25°C. The isotherms constructed by Walters and colleagues have unique water content-RH combinations for each temperature (i.e. the isotherms do not overlap at low RH); hence given the same low RH, optimum water contents must be different for different temperatures (Vertucci and Roos, 1993a,b; reviewed by Walters, 1998a,b).

Implications for ultra-dry technology

The concept of ultra-dry technology was first introduced as a means to reduce or avoid the requirement for refrigeration in germplasm facilities with economic constraints (IBPGR, 1985; Ellis et al., 1986). Research was initiated to determine the potential for ultra-dry storage in obtaining the longest seed life spans possible for seeds stored at ambient temperatures, and perhaps even achieving longevities comparable to those obtained by cold-temperature storage (FAO/IPGRI, 1994; Zheng et al., 1998). Originally, ultra-dry meant water contents less than 5% and was intended for species with high lipid contents. However in 1994, ultra-dry was redefined as drying seeds to 10-12% RH at 20°C (FAO/IPGRI, 1994). The former definition reflected the ability to enhance seed longevity of oily seeds by drying them below the IPGRI standard of 5% water. The latter definition reflected the belief that the water content achieved by equilibrating seeds at 10% RH and 20°C gave maximum longevity (i.e. wc1). For many seeds, these two definitions mean very different things, and it is not always clear which definition is used in a particular research project.

Based on the data available, can we say whether ultra-dry storage will place seeds at optimum moisture levels for storage? When ultra-dry is defined as water contents less than 5%, the answer to this question is, probably if seeds are stored at 65°C or 40-45°C (for most seeds studied, wc1 <5%; Table 1). If seeds are stored at ambient conditions of 18-26°C, the answer is maybe, depending on the lipid content of the seed and the risk of over-drying (Table 1). When ultra-dry is defined as the water content in equilibrium with 10% RH at 20°C, both Ellis and Walters agree that seeds will be at or very near the optimum water content if they are stored at temperatures between 25 and 35°C. However, these predictions must not be extrapolated when storing seeds at temperatures £20°C; based on her research at lower temperatures, Walters believes that this excessive drying would be counter-productive to seed longevity for most species.

Unfortunately, the early assumption of ultra-dry technology - that comparable longevities of seeds can be achieved under non-refrigerated conditions if seeds are dried sufficiently (e.g. Zheng et al., 1998) - cannot be fully realized. The longevity of seeds, even at the optimum water content, decreases as storage temperature increases. In other words, there is no substitute for refrigeration when trying to prolong seed life spans. Refrigerated facilities are not always possible; under these circumstances, seed water contents should be optimized by adjusting them to a specific RH. In tropical areas where temperatures range from 25-35°C, the optimum water content can be achieved by drying to 15% RH (ambient temperatures) or at 20°C and 10% RH. From a practical point of view, applying these conditions should allow numerous national programmes to conserve their seed collections with high viability for increased durations.

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